Summary:
Large, 200+ employee brokerage office seeks Compliance Administrator familiar with rules/regulations governing Commodities trading to act as a liaison between the Commodities trading group, and the Branch Manager of the firm. There will be a great deal of interaction with the office’s employees, the Branch Manager, and the firm’s Compliance department, located in NYC.
Experience:
3-5 years compliance experience within the financial services industry required
Series 3, 7, 9, 10, 66 licenses required
Exposure to Commodities & Trading environment required
It is NOT ok to contact this poster with commercial interests.
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Compliance Administrator DM0396 023 511
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